The LIC 602A form is a Physician's Report required for Residential Care Facilities for the Elderly (RCFE) in California. This form gathers essential health information about a resident or prospective resident to ensure appropriate care is provided in a non-medical facility. Completing this form accurately is crucial for compliance with state regulations and the well-being of residents.
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The LIC 602A form plays a crucial role in the admission process for residents in California's Residential Care Facilities for the Elderly (RCFE). This form, officially titled the Physician's Report for Residential Care Facilities for the Elderly, is designed to ensure that prospective residents receive appropriate care tailored to their medical needs. It begins with essential facility and resident information, including the facility's name, address, and license number, as well as the resident's name, birth date, and age. One of the key components of the LIC 602A is the authorization for the release of medical information, which must be completed by the resident or their legal representative. This ensures that the facility can access necessary medical history to provide the best possible care. The physician's section is particularly important, as it requires detailed information about the resident's health status, including diagnoses, treatment plans, and any potential need for supervision. The form also addresses various health conditions, such as cognitive impairments, allergies, and physical health status, allowing caregivers to understand the unique needs of each resident. By compiling this information, the LIC 602A helps facilities determine if they can adequately support the resident’s health and well-being in a non-medical care environment.
California Health & Human Services Agency
California Department of Social Services
MEDICAL ASSESSMENT FOR RESIDENTIAL CARE FACILITIES FOR THE ELDERLY
NOTE TO LICENSED MEDICAL PROFESSIONAL: The person/patient named below is either a prospective resident or resident of a Residential Care Facility for the Elderly (RCFE) licensed by the Department of Social Services. The licensee is required to provide primarily non-medical care and supervision to meet the needs of that person/patient. The information that you provide about this person/patient is required by law to assist in determining whether the person/patient is appropriate for care in this non-medical facility [California Code of Regulations (CCR), Title 22, Section 87458, Medical Assessment]. THESE FACILITIES CANNOT PROVIDE SKILLED NURSING CARE.
This form is provided as a courtesy to prospective residents/residents and licensees.
(Please attach separate pages if needed.)
I.FACILITY INFORMATION (To be completed by the licensee/designee)
NAME OF FACILITY/FACILITY CONTACT PERSON
PHONE NUMBER
E-MAIL ADDRESS
ADDRESS
CITY
ZIP CODE
II.PROSPECTIVE RESIDENT/RESIDENT INFORMATION (To be completed by the prospective resident/resident or prospective resident’s/resident’s legal representative)
NAME
DATE OF BIRTH
AGE
III. AUTHORIZATION FOR RELEASE OF MEDICAL INFORMATION
(To be completed by prospective resident/resident or prospective resident’s/resident’s legal representative)
I hereby authorize release of medical information in this report to the facility named above.
I acknowledge that by providing my electronic signature for this form, I agree my electronic signature is the legal binding equivalent to my handwritten signature. I hereby confirm that my electronic signature represents my execution of authentication of this form, and my intent to be bound by it.
SIGNATURE OF PROSPECTIVE RESIDENT/RESIDENT OR
DATE
PROSPECTIVE RESIDENT’S/RESIDENT’S LEGAL REPRESENTATIVE
IV. PROSPECTIVE RESIDENT/RESIDENT INFORMATION
(To be completed by the licensed medical professional)
DATE OF EXAM
GENDER
HEIGHT
WEIGHT
BLOOD PRESSURE
LIC 602A (4/25) (CONFIDENTIAL)
Page 1 of 9
DIAGNOSIS/DIAGNOSES
a.Please indicate the prospective resident’s/resident’s diagnosis/diagnoses:
b.Treatment/medication (type and dosage)/equipment:
c. Can prospective resident/resident manage own treatment/medication/equipment?
Yes
No
If no, describe what assistance is needed:
DEFINITIONS
Mild Cognitive Impairment (MCI): Refers to cognitive abilities that are in a “conditional state” between normal aging and dementia.
Major Neurocognitive Disorder (major NCD): Refers to substantially decreased cognitive or mental function due to a medical disease other than a psychiatric illness. Major NCD includes Alzheimer’s disease and related disorders diagnosed by a licensed medical professional acting within their scope of practice. Related disorders considered to be major NCDs include, but are not limited to, vascular dementia, Lewy body dementia, Parkinson’s disease, and frontotemporal dementia. Major NCDs cause impairment that is sufficient enough to interfere with independence in daily activities and may result in changes that include, but are not limited to, increased tendency to wander and decreased hazard awareness and ability to communicate.
COGNITIVE CONDITIONS
a. Does prospective resident/resident have any cognitive conditions?
If yes, please indicate cognitive condition(s): _______________________________________________
b. Treatment/medication (type and dosage)/equipment:
RESULTS OF EXAM FOR COMMUNICABLE TUBERCULOSIS (TB)
DATE TB TEST GIVEN
DATE TB TEST READ
TYPE OF TB TEST
RESULTS OF TB TEST
Action taken (if positive):
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California Health & Human Services AgencyCalifornia Department of Social Services
RESULTS OF EXAM FOR INFECTIOUS DISEASES
a. Does prospective resident/resident have any infectious diseases? Yes No
If yes, please indicate infectious disease(s): ________________________________________________
RESULTS OF EXAM FOR CONTAGIOUS DISEASES
a. Does prospective resident/resident have any contagious diseases? Yes No
If yes, please indicate contagious disease(s): _______________________________________________
RESULTS OF EXAM FOR OTHER MEDICAL CONDITIONS
a. Does prospective resident/resident have any other medical conditions? Yes No
If yes, please indicate other medical condition(s): ____________________________________________
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ALLERGIES
a.
Does prospective resident/resident have any allergies (e.g., seasonal, food, medication, dander)?
If yes, please indicate allergy(ies): ________________________________________________________
b.
Treatment/medication (type and dosage)/equipment:
c. Can prospective resident/resident manage own treatment/medication/equipment? Yes
1.
OVERALL PHYSICAL HEALTH
GOOD
FAIR
POOR
PHYSICAL HEALTH STATUS
YES
NO
ASSISTIVE DEVICE
EXPLAIN
(If applicable)
Hearing Loss
Vision Loss
c.
Wears Dentures
d.
Wears Prosthesis
e.
Special Diet
f.
Substance Abuse
g. Use of Alcohol
h. Use of Nicotine or Related
Products
i.
Bowel Incontinence
j.
Bladder Incontinence
k.
Motor Impairment/Paralysis
l.
Requires Assistance with
Repositioning and Transferring
m. History of Skin Condition or
Breakdown
COMMENTS:
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2.
CAPACITY FOR SELF-CARE
Able to Bathe Self
Able to Dress/Groom Self
c. Able to Feed Self
Able to Care for Own Toileting
Needs
e. Able to Manage Own Cash
Resources
Able to Communicate
g.
Able to Follow Directions/
Instructions
h.
Able to Leave Facility
Unsupervised (considering
physical or cognitive abilities);
if no, please explain.
3.
OVERALL MENTAL HEALTH
MENTAL HEALTH STATUS
Depressed
Suicidal Ideation
Self-Abuse
d. Other
Page 5 of 9
4.
BEHAVIORAL EXPRESSIONS*
Disorientation
Lack of Hazard Awareness
c. Lack of Impulse Control
Unsafe Wandering**
Elopement***
Expressions of Frustration
Hallucinations
Other
*“Behavioral expression” means behavior or behaviors displayed by a resident that may result in harm to self or others including, but not limited to, unsafe wandering, or elopement, expressions of frustration, disorientation, hallucinations, or lacking in hazard awareness or impulse control. Behavioral expression may be due to boredom, fear, overstimulation, perceived threat, fatigue, physical discomfort, pain, “Major Neurocognitive Disorder (major NCD)”, or other causes including, but not limited to, medication interactions and/or illnesses such as urinary tract infections.
**“Unsafe wandering” occurs when a resident at risk enters an area that is physically hazardous or contains items that are potential safety hazards. For example, unsafe wandering may occur when a resident enters another resident’s room when doing so may lead to an altercation or contact with hazardous items.
***“Elopement” occurs when a resident who is at risk of harm due to their cognitive condition leaves the facility unsupervised, or while in the licensee’s care, leaves another safe location unsupervised.
Page 6 of 9
5. ACCESS TO ITEMS
YES NO
Would the prospective resident’s/ resident’s or other resident’s safety be at risk if the resident had access to the following items:
a.Personal care and hygiene items
b.Disinfectants, cleaning solutions, poisonous substances, knives, matches, tools, sharp objects, and other similar items which could pose a danger to residents.
c.Nutritional supplements, vitamins, alcohol, cigarettes and other potentially toxic substances, such as certain plants, gardening supplies, and auto supplies.
Does the prospective resident/resident require supervision by the licensee when in proximity to or when there is use of:
a.Ranges, ovens, heaters, fireplaces, wood stoves, inserts, and other heating devices.
b.Fishponds, wading pools, hot tubs, swimming pools, or similar large bodies of water.
c.Birdbaths, fountains, or similar smaller decorative water features.
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6. MEDICATION MANAGEMENT
N/A
a. Able to Administer Own
Prescription Medications
b. Able to Administer Own
Injections
c. Able to Perform Own Glucose
Testing
d. Able to Administer Own PRN
Medications
e. Able to Administer Own
Oxygen
f. Able to Store Own
AMBULATORY STATUS:
a. 1. The prospective resident/resident is able to independently transfer to and from bed:
2.For purposes of a fire clearance, this prospective resident/resident is considered:
Ambulatory Nonambulatory Bedridden
Nonambulatory: The prospective resident/resident is unable to leave a building unassisted under emergency conditions. This includes, but is not limited to, a prospective resident/resident who depends upon mechanical aids such as crutches, walkers, and wheelchairs. It also includes a prospective resident/resident who is unable, or likely to be unable, to respond physically or mentally to a sensory signal approved by the State Fire Marshal, or an oral instruction relating to fire or other dangers, and if unassisted, to take appropriate action relating to such danger.
Note: A prospective resident/resident who is unable to independently transfer to and from bed, but who does not need assistance to turn or reposition in bed, shall be considered non-ambulatory for the
purposes of a fire clearance.
Bedridden: For the purpose of a fire clearance, this means a prospective resident/resident who requires assistance with turning or repositioning in bed.
b. If prospective resident/resident is nonambulatory, this status is based upon:
Physical Condition
Mental Condition
Both Physical and Mental Condition
Page 8 of 9
c.If a prospective resident/resident is bedridden, check one or more of the following and describe the nature of the illness, surgery or other cause:
Illness: _______________________________________________________________________
Recovery from Surgery: __________________________________________________________
Other: ________________________________________________________________________
NOTE: An illness or recovery is considered temporary if it will last 14 days or less.
d.If a prospective resident/resident is bedridden, how long is bedridden status expected to persist?
1.________ (number of days)
2.______________________ (estimated date illness or recovery is expected to end or when prospective resident/resident will no longer be confined to bed)
3.If illness or recovery is permanent, please explain:
e.Is prospective resident/resident receiving hospice care?
Yes If yes, specify the terminal illness: ___________________________________
V. LICENSED MEDICAL PROFESSIONAL INFORMATION
LICENSED MEDICAL PROFESSIONAL NAME AND ADDRESS (PRINT)
LENGTH OF TIME YOU HAVE PROVIDED CARE TO PROSPECTIVE RESIDENT/RESIDENT
LICENSED MEDICAL PROFESSIONAL SIGNATURE
Page 9 of 9
Completing the Lic 602A form is an important step in ensuring that the necessary medical information is accurately reported for residents in a residential care facility for the elderly. This form requires input from various parties, including the facility licensee, the resident or their representative, and a physician. Each section must be filled out carefully to ensure compliance with the requirements set forth by the California Department of Social Services.
The LIC 602A form serves as a Physician's Report for Residential Care Facilities for the Elderly (RCFE) in California. It is designed to collect essential health information about a resident or prospective resident. This information helps the facility determine if the individual is suitable for non-medical care and supervision, as required by state regulations.
The form is divided into sections that must be completed by different parties:
The physician must provide a comprehensive overview of the resident's health status. This includes:
All information must be accurate and complete to ensure appropriate care can be provided.
Yes, the LIC 602A form is marked as confidential. The information contained within it is protected and should only be shared with authorized personnel involved in the care of the resident. This confidentiality is crucial to maintain the privacy and trust of the individual receiving care.
Filling out the Lic 602A form can be straightforward, but many people make common mistakes that can lead to delays or complications. One frequent error is leaving out important information. For instance, all sections must be completed, including the facility and resident information. Omitting details like the facility's address or the resident's birth date can cause issues. Always double-check to ensure no fields are left blank.
Another mistake occurs when signatures are missing. The section for the authorization of medical information requires the resident or their legal representative to sign. Without this signature, the form may be considered incomplete. It’s essential to ensure that all necessary signatures are included before submission.
People often misinterpret the medical questions as well. The physician's section asks for specific details about the resident's health status, including their diagnosis and any medications. Misunderstanding these questions can lead to inaccurate or vague responses. Providing clear and accurate information helps ensure that the resident receives appropriate care.
Additionally, some individuals fail to check the boxes related to the resident’s health conditions. For example, if the resident has allergies or cognitive impairments, these must be indicated. Not marking these boxes can result in a lack of necessary accommodations or care adjustments.
Finally, another common mistake is not providing sufficient explanations in the sections that ask for details about the resident’s health conditions. Simply stating “no” or “yes” without elaboration can leave healthcare providers without crucial context. Clear explanations help caregivers understand the resident’s needs better and ensure they receive the right support.
The Lic 602A form is essential for documenting the health status of residents in residential care facilities for the elderly in California. Along with this form, several other documents play a crucial role in ensuring comprehensive care and compliance with regulations. Below is a list of these documents, each with a brief description.
Each of these documents serves a specific purpose, contributing to the overall framework of care and compliance in residential care facilities. Properly managing and maintaining these forms not only ensures adherence to regulations but also promotes a safe and supportive environment for residents.
When filling out the Lic 602A form, it’s essential to approach the task with care and attention to detail. Here are six important guidelines to follow, as well as some common pitfalls to avoid.
By adhering to these guidelines, you can help ensure that the Lic 602A form is filled out correctly and efficiently. Proper completion of this form is vital for the well-being of the resident and the smooth operation of the facility.
The following are common misconceptions about the Lic 602A form, along with clarifications to help understand its purpose and requirements.
This form is also required for prospective residents, ensuring that their health needs are assessed before admission to a residential care facility.
In addition to physical health, the Lic 602A form addresses mental health conditions, medication management, and capacity for self-care.
The completion of this form is mandated by law to determine the suitability of a resident for non-medical care in a facility.
Residential care facilities primarily offer non-medical care. The form helps ensure that residents do not require skilled nursing services.
The Lic 602A form is marked as confidential, and the information contained within it is protected to respect the privacy of the resident.
While a physician must provide medical information, the form can be initiated by the resident or their legal representative.
A signature from the resident or their legal representative is necessary to authorize the release of medical information.
Although it is designed for residential care facilities for the elderly, it can also apply to younger individuals who meet the criteria for care.
The information gathered from this form is crucial for developing a tailored care plan that meets the specific needs of each resident.
Filling out the Lic 602A form is an important step in ensuring that residents receive appropriate care in a residential care facility for the elderly. Here are key takeaways to keep in mind: